Adviser Resources
Practical guides, checklists, and templates to help you manage paraplanning, administration, and compliance in your financial planning practice.
Paraplanning
SOA Preparation Checklist
A comprehensive checklist for preparing compliant Statements of Advice under current ASIC guidelines.
Paraplanning Brief Template
A structured brief template to use when engaging MNH for paraplanning work. Covers client context, strategy direction, and output requirements.
ROA vs SOA: When to Use Each
A practical guide to understanding when a Record of Advice is sufficient versus when a full Statement of Advice is required.
Administration
New Client Onboarding Checklist
Step-by-step checklist for onboarding a new financial planning client, including AML/CTF, consent capture, and platform setup.
Annual Review Pack Template
Template documentation for conducting and recording annual client reviews in line with ongoing fee arrangement requirements.
Compliance
Best Interest Duty Quick Reference
A concise reference guide to the best interest duty obligations under the Corporations Act for financial advisers.
Fee Disclosure Statement Guide
Plain-English guide to fee disclosure obligations for ongoing advice arrangements in Australia.
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